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ARTICLE · 03 SEPTEMBER 2026

Financial Markets And Funds Quick Take | Issue 53

Katten
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Katten's Financial Markets and Funds Quick Take provides a comprehensive monthly overview of significant regulatory developments, policy changes, and legal updates affecting financial markets, funds, and digital assets. This edition examines groundbreaking SEC-NFA coordination, the SEC's proposed crypto framework, IRS regulatory fixes for life insurance exchanges, and major UK and EU transaction reporting overhauls.

United StatesFinance and Banking
Katten Muchin Rosenman LLP
Katten Muchin Rosenman LLP
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Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds.

To read more issues of Katten's Financial Markets and Funds Quick Take, please click here.

SEC

Carl Kennedy and Michael Didiuk Quoted in the Hedge Fund Law Report on the First-Ever SEC-NFA MOU

The Hedge Fund Law Report featured Carl Kennedy, Partner and Financial Markets and Regulation Co-Chair, and Michael Didiuk, Financial Markets and Funds Partner, in an article examining the first-ever Memorandum of Understanding (MOU) between the Securities and Exchange Commission (SEC) and the National Futures Association (NFA), entered into on May 21, 2026. The MOU is designed to enhance information sharing between the two regulators and to reduce duplicative oversight of the financial services firms and markets within their common regulatory interest. Read about Carl and Mike’s comments.

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